The US Securities and Exchange Commission fined six major credit rating organizations a total of $49 million for their “significant failures” to keep electronic communications. Moody’s Investor ...
The SEC only brought three enforcement actions in the second half of fiscal 2025, the lowest level ever recorded in a half-year period, researchers say.
Securities and Exchange Commission Chairman Paul Atkins said the agency will examine rules that had stepped up oversight of US blank-check companies. Atkins told CNBC on Wednesday that the regulations ...
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